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TUCSON, Ariz.
-- "Calm down," Alex, an African Gray parrot, told Dr. Irene
Pepperberg, the scientist at the University of Arizona who owns him.
"Don't tell me to calm down," Dr. Pepperberg snapped. Sometimes Dr.
Pepperberg and Alex squabble like an old married couple. He even
says, "I love you."
For the last 22 years, Dr. Pepperberg has been teaching Alex, who is
23, to do complex tasks of the sort that only a few nonhuman species
-- chimpanzees, for instance -- have been able to perform. But
unlike those other creatures, Alex can talk, or at least, he can
vocalize. And, Dr. Pepperberg says, Alex doesn't just imitate human
speech, as other parrots do -- Alex can think. His actions are not
just an instinctive response, she says, but rather a result of
reasoning and choice.
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Alex
the parrot is urged to count objects by Dr. Irene Pepperberg
of the University of Arizona. |
Assertions
like Dr. Pepperberg's are at the center of a highly emotional debate
about whether thought is solely the domain of humans, or whether it
can exist in other animals. Although many people are intrigued by
the idea that animals may be capable of some form of abstract
reasoning and communication, scientists often ascribe what looks
like clever behavior to mimicry or rote learning or even, in some
cases, unconscious cues by a trainer.
So, just how smart is Alex?
The question of animal intelligence goes back at least to Descartes
and
his famous aphorism, "I think, therefore I am." Animals cannot
think, said Descartes, and therefore are inferior to humans. And for
many theologians and philosophers, the ability to think gives man a
unique closeness to God.
Parrots, of course, are famous mimics, and some parrots have bigger
vocabularies than Alex. But no parrot, says Dr. Pepperberg, has been
able to perform tasks as complex as Alex can. And she believes that
when Alex vocalizes, he is expressing the results of his thoughts,
not mere mimicry. For instance, when she asks Alex what color corn
is, he answers yellow, even though there is no corn around. This
means, she says, he has an abstract concept of what the words
"color," "corn" and "yellow" mean. He has not simply memorized them,
but can apply them to different objects.
Chimpanzees and dolphins have been able to perform equally complex
tasks, though the tasks differ from those given to Alex because of
the differences between species. But chimps and dolphins, obviously,
cannot vocalize in the way Alex does.
Few scientists would dispute that Alex is doing something unusual in
the history of animal studies. At least, his behavior is more
advanced than that of most other parrots who have been the subject
of scientific experiments. But scientists differ on the implications
of Alex's behavior.
Until now, Dr. Pepperberg has published her work in scientific
journals, but in January Harvard University Press will publish "The
Alex Studies," a book summarizing her experiments with Alex.
Dr. Pepperberg bought Alex at a garden-variety pet store in Chicago
when he was about a year old with the idea of studying him. As far
as she knew, he had no particular pedigree, and she is not even sure
whether he is particularly smart in relation to other parrots. Now
she is trying to replicate his training with another Gray Parrot,
Griffin.
Dr. Pepperberg, listing Alex's accomplishments, said he could
identify 50 different objects and recognize quantities up to 6; that
he could distinguish 7 colors and 5 shapes, and understand "bigger,"
"smaller," "same" and "different," and that he was learning the
concepts of "over" and "under." Hold a tray of different shapes and
colored objects in front of him, as Dr. Pepperberg was doing the
other day as a reporter watched, and he can distinguish an object by
its color, shape and the material it is made of. (Dr. Pepperberg
said she frequently changed objects to make sure Alex wasn't just
memorizing things and that she structured experiments to avoid
involuntary cues from his examiner).
But today Alex was being recalcitrant.
Dr. Pepperberg had been away for three weeks at M.I.T., where she is
a visiting professor this year. When she leaves him, she says, Alex
chews at his tail and wing feathers, giving him a rather threadbare
appearance, and when she returns he is very demanding, turning his
back and saying, "Come here!"
"What matter is orange and three-cornered?" she asked Alex, holding
the tray of objects in front of him. First, Alex had to identify
which object was orange and three-cornered, and then tell Dr.
Pepperberg what it was made of. She allowed Alex to pick up the
objects on the tray with his beak and to "examine" each one.
But after he finished, instead of giving an answer, Alex demanded a
nut. "Want a nut," he said clearly, sounding almost human. (He also
responds to other people's commands, Dr. Pepperberg's graduate
students for instance.)
"I know, I'll give you a nut," Dr. Pepperberg said, sounding
annoyed.
"Wanna go back," said Alex, meaning go back into his cage.
Dr. Pepperberg continued trying to get Alex to perform, but he
resisted and she began to lose patience.
"C'mon, Alex," she said.
"I'm sorry," he said.
Usually, said Dr.
Pepperberg, that means he is about to give in.
"What matter is orange and three-cornered, Alex?" she insisted.
"Wool!" said Alex, getting it right.
Dr. Pepperberg refuses to call Alex's vocalizations "language." "I
avoid the language issue," she said. "I'm not making claims. His
behavior gets more and more advanced, but I don't believe years from
now you could interview him." She continued: "What little syntax he
has is very simplistic. Language is what you and I are doing, an
incredibly complex form of communication."
Still, many scientists and others remain unconvinced. What about
unconscious cues from the trainer? Perhaps the most famous instance
of that involves Clever Hans, a horse at the turn of the century who
could supposedly count, tell time and make change by tapping his
hoof on the ground.
It was learned that Hans's trainer was tipping him off to the right
answer by tensing his body and moving his head as Hans "counted."
More recently, Dr. Herbert Terrace, a Columbia University psychology
professor, famously repudiated his own studies in the 1970's with a
chimpanzee he called Nim Chimpsky, after the M.I.T. linguist Noam
Chomsky. Dr. Terrace taught Nim to use signs that looked as if they
were combined grammatically into sentences. But it turned out they
were clever imitations of his teacher.
Asked about Alex, Dr. Terrace said he thought that what Alex was
doing was "a rote response." He calls it "a complex discriminative
performance."
But is Alex thinking? "I would say minimally," Dr. Terrace
responded. "In every situation, there is an external stimulus that
guides his response." Thought, he said, involves the ability to
process information that is not right in front of you.
"It shows Alex is a smart bird," he said. But if you take away
Alex's ability to vocalize in a way that seems human, he went on, it
would not seem as impressive: "The words are responses, are not
language."
On the other side of the animal-intelligence debate is Dr. Donald R.
Griffin, author of "Animal Thinking," who coined the phrase
"cognitive ethology," the study of animal cognition. He believes
that animals are capable of complex thought and behavior that is not
just instinctive.
The discovery that "a bird can express his conscious thoughts and
feelings," said Dr. Griffin, "is a great advance.
We used to think that was impossible." To Dr. Griffin, Alex's
achievements are just one more proof of his contention.
Dr. Griffin's views of animal intelligence have been hotly
contested. "The intensity of the aversion is incredible," he said.
"It's a very touchy subject.
Scientists don't like to be told that a valid reason for what an
animal does is the possibility that it does it with any
consciousness."
Dr. Steven Pinker, an M.I.T. scientist and author of "How the Mind
Works," said that at the heart of the debate is the question of
human primacy. "In earlier times the issue was of whether we are
mere animals, and to separate and exalt human worth. Ironically,
there has been the same kind of moralistic return from animal fans
who say we shouldn't mistreat them because they think and feel the
way we do."
Dr. Pinker believes that human beings alone are genetically
programmed to learn language spontaneously and easily. "I think it
is rather an ironic definition of animals to tend to enoble them by
training them to mimic humans."
Until recently, birds had been thought of as on the low end of the
intelligence scale -- hence the term "birdbrain." The point, Dr.
Pepperberg said, is that Alex "is a nonmammal, nonprimate, with a
brain the size of a walnut." And Alex's accomplishments. she added,
show that "animal intelligence is more widespread than we thought."
Dr. Pepperberg attributes what she calls Alex's ability to reason
and process complex information to her training methods. Most
training of birds has followed the conditioning theories of B. F.
Skinner, the behaviorist. A bird is taught to say or do a specific
thing by a human instructor and is rewarded with food.
Dr. Pepperberg initially uses the object itself as a reward so that
the bird associates the word with the object. She uses two human
trainers instead of one to demonstrate the interaction she is trying
to teach Alex.
For instance, Dr. Pepperberg stands in front of Alex with a graduate
student and orders the student to select a three-sided orange object
and to say what the object is made of -- wool, perhaps.
She believes that by watching the interaction, Alex connects the
graduate student's response to the command. "Orange" she believes,
comes to mean to Alex the color of an object rather than the
immediate reward of a grape.
Dr. Pepperberg says her experiments have implications beyond
determining whether -- or how well -- animals can think.
She says her methods have been successfully used to train autistic
children and children with learning disabilities. Alex's
achievements, she said, also underscore the need for stricter
conservation of parrots, which are an endangered species.
Dr. Pepperberg, who is 50, was born in New York City, an only child
who kept parakeets as pets and taught them to speak.
She was studying for her Ph.D. in chemistry at Harvard, she said,
when she saw a "Nova" series on PBS about chimps' using sign
language, dolphin research and why birds sing. She wanted to change
fields, but her advisers discouraged her, she said, so she continued
her chemistry studies, continuing nonetheless to read all she could
on animal behavior.
She married and divorced. She has no children.
When she applied for her first grant to study bird behavior from the
National Institutes of Health, she said, "there were reviews asking
me what I was smoking."
"People are not at all surprised a chimpanzee can do this," she went
on."You can't imagine -- people said birds were stupid."
Dr. Pepperberg expects Alex to live at least 20 more years.
Meanwhile, she has added two new birds to the lab. Besides Griffin,
now 4 years old, there is Kyaaro, who Dr. Pepperberg believes
exhibits symptoms of attention deficit disorder.
"Alex doesn't like either of them," she said. "Kyaaro is weird.
Griffin is a threat." Right now she is trying to train Griffin to do
some of the things Alex can do.
Griffin, who learned the word "wool" only recently, has been
clinging to it the way a child clings to a new-found possession. One
day recently Dr. Pepperberg held up a purple plastic letter S and
asked, "What sound is purple?" Griffin stared at the letter.
But from the other side of the laboratory Alex made the sound for
him, "Sss."
"Buttinsky," Dr. Pepperberg said to Alex, and she turned back to
Griffin.
"What sound?" she asked Griffin again, holding up the S.
"What sound?"
"Wool," said Griffin.
Griffin has a long way to go.
Courtesy of The
New York Times |